Based on member feedback, we are in the process of redesigning our Resource Center, as well as working on an improved search feature. In the meantime, if you need assistance finding a resource or would like to discuss an issue with a member of the legal team, please contact us at IAALegalTeam@investmentadviser.org.
The IAA has signed on to a letter requesting that the Treasury Department provide transition relief so that retirement plan participants will not lose the ability to make catch-up contributions.
The IAA joined several other groups to urge the SEC to extend the exceedingly short 30-day comment period for the securities lending reporting to 90 days. Given the scope and breadth of this proposal, we believe that a 30-day deadline is not sufficient to solicit meaningful feedback.
The Financial Crimes Enforcement Network (FinCEN) and SEC recently released a joint proposal outlining potential Customer Identification Program (CIP) regulations for investment advisers.
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