Skip to main content

Resource Library

Explore the IAA’s Resources

Based on member feedback, we are in the process of redesigning our Resource Library, as well as working on an improved search feature. In the meantime, if you need assistance finding a resource or would like to discuss an issue with a member of the legal team, please contact us at IAALegalTeam@investmentadviser.org.

Request for Extension on Securities Loan Reporting Proposal

The IAA joined several other groups to urge the SEC to extend the exceedingly short 30-day comment period for the securities lending reporting to 90 days. Given the scope and breadth of this proposal, we believe that a 30-day deadline is not sufficient to solicit meaningful feedback.

November 23, 2021

Keywords: Exchange Act, Reporting, Securities Lending

Categories & Topics: Brokerage & Trading, Business Ops/HR, Exchange Act/Treasury, Reporting

You are now leaving Investment Adviser Association

The IAA provides links to web sites of other organizations in order to provide visitors with certain information. A link does not constitute an endorsement of content, viewpoint, policies, products or services of that web site. Once you link to another web site not maintained by the IAA, you are subject to the terms and conditions of that web site, including but not limited to its privacy policy.

You will be redirected to

Click the link above to continue or CANCEL