IAA Comments on SEC’s Semiannual Reporting Proposal
Letter highlighting potential issues with allowing public companies to file semiannual instead of quarterly reports and recommending alternatives.
July 06, 2026
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IAA Files Comment Letter Supporting SEC Proposal to Modernize “Small Adviser” Definition
The IAA filed a comment letter strongly supporting the SEC’s proposal to modernize the definition of “small entity” for investment advisers under the Regulatory Flexibility Act. This proposal represents a significant win for the IAA’s long-standing advocacy on behalf of smaller investment advisers.
March 13, 2026
Navigating Form ADV with Ease – Reminders for Your Annual Filing
This summary by Core Compliance covers reminders for an adviser’s annual filing on Form ADV.
March 10, 2025
IAA and Trades Request Extension of Compliance Date for Reporting Short Positions
Joint trades letter requesting an extension of the January 2, 2025 compliance date for the new Rule 13f-2 and Form SHO reporting requirements.
November 26, 2024
IAA Calls on Agencies to Study FIGI, CUSIP Before Selecting Common Identifier
The IAA is urging agencies to withdraw a joint proposal to make FIGI the common financial instrument identifier and repropose it after further study.
October 21, 2024
Financial Data Transparency Act Joint Data Standards Extension Request
The IAA requested a 60-day extension of the comment period for the joint proposal to implement the first phase of the Financial Data Transparency Act.
October 07, 2024
IAA Comments on Customer Identification Program Proposal for Investment Advisers
The IAA has recommended changes to the Treasury Department’s and SEC’s jointly proposed Customer ID Program rule for investment advisers.
July 22, 2024
IAA Recommends Changes to FinCEN’s AML Rule for Investment Advisers
The IAA has recommended changes to the Treasury Department’s proposed AML rule for investment advisers.
April 15, 2024