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Based on member feedback, we are in the process of redesigning our Resource Center, as well as working on an improved search feature. In the meantime, if you need assistance finding a resource or would like to discuss an issue with a member of the legal team, please contact us at IAALegalTeam@investmentadviser.org.

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Comments on FTC Proposal to Prohibit Most Non-Compete Clauses

The IAA has submitted a comment letter in response to the Federal Trade Commission’s proposed rule, which would prohibit most non-compete clauses. Our comment letter makes several recommendations that we believe would better achieve the FTC’s goals with less of a negative effect on advisers that use non-compete clauses in their employment agreements for a wide range of purposes to meet their regulatory obligations and protect their businesses, employees, and clients.

April 17, 2023

Keywords: FTC, Non-Compete Agreements

Categories & Topics: Business Ops/HR, Human Resources, Succession Planning

Diversity and Investment Performance: A Summary of the Research, Second Edition

There’s strong evidence that women investors and firms owned by women perform at least as well as men. The growing body of evidence on investments managed by minorities and minority-owned firms supports a similar conclusion. We summarize the findings of 56 studies in this research review in the second edition of this report.

November 28, 2022

Keywords: Diversity & Inclusion, Human Resources, Research

Categories & Topics: Business Ops/HR, Diversity & Inclusion

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