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2025 Compliance Workshops Session Outline: Artificial Intelligence
Outline of the 2025 Compliance Workshop session on AI issues for advisers, by Eversheds Sutherland (US) LLP.
November 18, 2025
Sample Policy for AI Notetaking for SEC-Registered Investment Advisers
This sample policy covers the legal and regulatory framework for SEC-Registered Investment Advisers and offers guidelines for their firms’ use of AI.
November 07, 2025
Considerations for Use of AI in Asset Management
This presentation by Mark Perlow and Robert Shapiro from IAA Associate Member Dechert discusses regulatory considerations for AI use by asset managers.
October 02, 2025
FAQs for Investment Advisers on Payment Stablecoins under the GENIUS Act
The IAA has developed a set of frequently asked questions to help members comply with the GENIUS Act.
October 01, 2025
Sample Artificial Intelligence Use Policy
This sample firm policy on AI use discusses the risks of AI use and details the firm’s policies and procedures aimed at addressing those risks.
July 30, 2025
AI Note-Taking Tools: Compliance Insights for Investment Advisers
This presentation by Jennifer Klass, Pablo Man, and Christopher Valente from Associate Member K&L Gates discusses AI Note-Taking tools and compliance.
July 24, 2025
AI Explainability Explained: When the Black Box Matters and When It Doesn’t
This article by Courtney Dankworth, Avi Gesser, and others at Associate Member Debevoise & Plimpton examines how generative AI models make decisions.
July 21, 2025