Events & Education

Compliance Conference

The 2025 Investment Adviser Compliance Conference is a comprehensive, two-day, in-person program that provides investment advisers with the most up-to-date information available on the changing regulatory landscape provided by a distinguished roster of experts. In addition to meeting and interacting with peers, participants will return to their firms with practical insights and knowledge of best practices to help them maintain a successful compliance program.

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Compliance Workshops

Leadership Forum

Adviser Advocacy Day

Executive Roundtables

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Upcoming Webinars

Crypto in 2025: Navigating Regulatory Shifts and Compliance Challenges for Investment Advisers

May 13, 2025 from 2:00 pm to 3:00 pm (ET)

A comprehensive update on the state of digital asset markets, the impact of evolving regulations, and key considerations for investment advisers.

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Uncharted Territory: Navigating New Rules and Evolving SEC Expectations for Cyber, AI, and Reg S-P

May 21, 2025 from 1:00 pm to 2:00 pm (ET)

Join the IAA and Salus GRC for a webinar to help advisers navigate evolving regulatory expectations and cybersecurity requirements for investment advisers. We’ll cover key trends, challenges, and strategies that will help strengthen your compliance and cyber programs.

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Past Webinars

Members have complimentary access to all past webinars.

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Upcoming Committee Meetings

Apr

Form PF Working Group

Virtual

May

Smaller Advisers Committee

Virtual

May

International Committee

Virtual

May

Marketing Implementation Group

Virtual

Upcoming Member Calls

There are currently no upcoming events.

Get Certified

Investment Adviser Certified Compliance Professional

The Investment Adviser Certified Compliance Professional (IACCP®) program is designed to advance investment adviser compliance as a profession.

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Certificate in Blockchain and Digital Assets®

Modules also cover portfolio construction, regulation, compliance and risk, operations, and methods for explaining blockchain and digital assets to new and current clients.

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