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The IAA has signed on to a letter requesting that the Treasury Department provide transition relief so that retirement plan participants will not lose the ability to make catch-up contributions.
The IAA has signed on to a letter requesting that Congress to provide transition relief so that retirement plan participants will not lose the ability to make catch-up contributions.
This checklist includes points discussed in the DOL Fiduciary Exemption (2020-02) related to rollovers and in SEC staff bulletins related to the standard of conduct for investment advisers.
The IAA supported the proposed safe harbor for the use of electronic disclosure, particularly the “notice and access” approach, and encouraged the Department of Labor to apply the safe harbor to documents furnished upon request and allow for consolidated delivery of documents.
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