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Comments on SEC Concept Release on Harmonization of Securities Offering Exemptions

The IAA recommended amending the definition of “accredited investor” and “qualified institutional buyer” or “QIB,” clarifying that certain communications do not violate the “general solicitation” or “general advertising” prohibitions, and expanding the ability of investors to invest in closed-end funds that invest in privately offered alternative investments.

October 18, 2019

Keywords: Accredited Investor, Private Offerings, QIB

Categories & Topics: Compliance, Private Funds

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