Based on member feedback, we are in the process of redesigning our Resource Center, as well as working on an improved search feature. In the meantime, if you need assistance finding a resource or would like to discuss an issue with a member of the legal team, please contact us at IAALegalTeam@investmentadviser.org.
Cooley client alert on CA DFPI pause announced on March 17, 2026, that it is suspending implementation and enforcement of the state’s Fair Investment Practices by Venture Capital Companies Law (FIPVCC), commonly referred to as Senate Bill 54, as amended by SB 164.
March 18, 2026
Not Just for California VCs: Webinar on New California Diversity Reporting Rules
Webinar slide presentation by Colleen Meyer, Catherine Skulan, and Joel Wattenbarger of Ropes & Gray.
February 27, 2026
Annual Compliance Obligations Applicable to Private Fund Sponsors
Overview of annual regulatory and compliance obligations for private equity fund sponsors, by David Wohl, Christopher Mulligan, Christopher Scully, John Bradshaw, Stephen Filocoma and Jake Pero of Weil Gotshal.
February 12, 2026
2026 SEC Exam Priorities and Implications for Investment Advisers and Investment Funds
Summary of the key 2026 SEC Exam Priorities for investment advisers and investment funds by Freshfields.
November 24, 2025
Revolutionizing Alternatives: Navigating Fund Structures for Retail Investors
This article explores key Investment Company Act fund structures that enable retail access to alternative investments, highlighting their features, compliance obligations, and strategic alignment for fund managers navigating this evolving landscape.
October 22, 2025
IAA Private Equity Fund Advisers Committee – 2025 In-Person Meeting Presentation
Slide Presentation by Kirkland & Ellis LLP & Optima Partners on "Hot Topics and Regulatory Update for Private Equity Fund Advisers."
September 09, 2025
SEC Action Extends Form PF Filing Deadline, Further Extensions May Follow
Memo by Roseanne Harford of ACA covering the SEC’s June 11, 2025, compliance date delay for the Feb. 2024 amendments to Form PF.
July 11, 2025
Form PF Amendments – Presentation by AQ Metrics
PowerPoint on the SEC/CFTC February 2024 amendments to Form PF by AQ Metrics.
July 08, 2025
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