Based on member feedback, we are in the process of redesigning our Resource Center, as well as working on an improved search feature. In the meantime, if you need assistance finding a resource or would like to discuss an issue with a member of the legal team, please contact us at IAALegalTeam@investmentadviser.org.
Revolutionizing Alternatives: Navigating Fund Structures for Retail Investors
This article explores key Investment Company Act fund structures that enable retail access to alternative investments, highlighting their features, compliance obligations, and strategic alignment for fund managers navigating this evolving landscape.
October 22, 2025
SEC Action Extends Form PF Filing Deadline, Further Extensions May Follow
Memo by Roseanne Harford of ACA covering the SEC’s June 11, 2025, compliance date delay for the Feb. 2024 amendments to Form PF.
July 11, 2025
Form PF Amendments – Presentation by AQ Metrics
PowerPoint on the SEC/CFTC February 2024 amendments to Form PF by AQ Metrics.
July 08, 2025
IAA Supports Form PF Compliance Date Extension
The IAA urges the SEC to issue another extension of the compliance date for the 2024 Form PF amendments.
June 10, 2025
Exchange Act Registered Private Funds (’34 Act)
Ropes & Gray’s “Fully Invested” podcast transcript about 1934 Act Registered Private Funds, with Jessica Marlin and Marc Rotter.
June 09, 2025
Access to Private Market Investments for Retail Investors: What You Need to Know
Powerpoint slides for a presentation to IAA members by Simpson Thacher & Bartlett LLP.
June 03, 2025
SEC and CFTC Prepare to Implement Form PF Amendments for June 12, 2025, Compliance Date
Memo by Willkie Farr & Gallagher LLP covering the Feb. 2024 amendments to Form PF.
May 21, 2025
Private Equity Fund Advisers: SEC Examination Hot Topics
Powerpoint slides for the 2025 IAA Investment Adviser Compliance Conference "Hot Topics and Regulatory Update for Private Equity Fund Advisers" session.
March 07, 2025
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