Successful IAA Compliance Conference Sees Spirited Discussions, Record Attendance
More than 600 investment advisory industry professionals convened at the 2024 IAA Investment Adviser Compliance Conference. Across two days, attendees got up to speed on critical industry topics and collaborated with their peers from across the country.
March 14, 2024
GOP Senators Question SEC Equities Market Proposals
A group of Senators has posed questions to SEC Chair Gary Gensler regarding the agency’s proposed revisions to the U.S. equity market structure.
January 27, 2023
SEC’s Gary Gensler and IAA’s Karen Barr Debate SEC Agenda for Advisers
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October 19, 2022
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July 12, 2022
Gensler Targets Payment for Order Flow, Other Equity Market Structure Reforms
SEC’s Gensler targets payment for order flow and outlines several other potential areas for equity market structure reform.
June 14, 2022
SEC Responds to Commenter Requests, Extends and Reopens Deadlines
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May 11, 2022
SEC’s Gensler Signals Increased Focus on Fixed Income Markets
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May 03, 2022
IAA, Other Trade Associations Urge SEC to Lengthen Short Comment Periods
The IAA and other trade associations urge the SEC to provide more time to comment on the many concurrent and consequential rule proposals to allow for more thorough and meaningful feedback.
April 06, 2022
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