IAA Webinar Recap: Retail Alternative Investment Funds Continue to Gain Momentum
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July 17, 2026
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The CFTC’s Qualified Eligible Person Exemption for Commodity Pool Operators
After nearly a decade and a half of operating private funds pursuant to registration as commodity pool operators (CPOs), certain CPOs may be able to withdraw from CPO registration under new CFTC no-action relief.
April 10, 2026
SEC Publishes 2026 Examination Priorities
The SEC’s Division of Examinations announced its fiscal year 2026 examination priorities. The high-level focus remains consistent with last year’s priorities across three themes: adherence to fiduciary duty, compliance program effectiveness, and oversight of newly registered or never examined advisers.
November 18, 2025
Revolutionizing Alternatives: Navigating Fund Structures for Retail Investors
This article explores key Investment Company Act fund structures that enable retail access to alternative investments, highlighting their features, compliance obligations, and strategic alignment for fund managers navigating this evolving landscape.
October 22, 2025
Form PF Gets Another Extension, to Oct. 1, 2026
The SEC and CFTC further extended the Form PF compliance date to October 1, 2026; SEC staff continuing its comprehensive review of the entire form, as directed by SEC Chairman Paul Atkins in June 2025.
September 17, 2025
SEC Issues Guidance on Disclosure and Filing Requirements for Closed-End Funds of Private Funds
SEC Staff issues clarifying guidance for registered closed-end funds that invest in private funds related to registration statement disclosure and amendments under the Investment Company Act.
August 25, 2025
SEC and CFTC Further Extend Form PF Compliance Date to October 1, 2025
After multiple IAA requests, the SEC and CFTC further extended the Form PF compliance date to October 1, 2025; SEC Chairman directs comprehensive review of the entire form.
June 13, 2025
Webinar Recap: Access to Private Markets for Retail Investors
Hear the latest developments from our recent webinar about individual investors accessing private markets, including through registered and private funds.
June 09, 2025