Gensler Targets Payment for Order Flow, Other Equity Market Structure Reforms
SEC’s Gensler targets payment for order flow and outlines several other potential areas for equity market structure reform.
June 14, 2022
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SEC Responds to Commenter Requests, Extends and Reopens Deadlines
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May 11, 2022
SEC Calls for Additional Private Fund Reporting and Information
The SEC proposed substantial changes to Form PF that would require private fund managers to report certain events within one day and private equity fund managers to provide additional information.
January 27, 2022
SEC Eyes Reporting of Securities Lending; IAA, Others Object to Comment Deadline
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November 24, 2021
SEC Eyes Proxy Advisory Firm Rule Changes, Seeks Comment on Related Guidance
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November 22, 2021
Gensler Says SEC Considering New Rulemakings for Private Fund Advisers
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November 22, 2021
SEC Proposes Reporting Say-on-Pay Votes, Updates to Fund Proxy Reporting
In a 4-1 vote at Chair Gary Gensler’s first open meeting, the SEC proposed requiring institutional investment managers that are required to file Form 13F to report “say-on-pay” votes, which are non-binding shareholder votes related to corporate executive compensation.
October 05, 2021
SEC Approves Nasdaq’s Proposals Regarding Board Diversity
SEC Approves Nasdaq’s Proposals Regarding Board Diversity New Rule Challenged in Court August 24, 2021 The SEC recently approved Nasdaq’s proposed rule changes requiring Nasdaq-listed companies, with certain exceptions,...
August 24, 2021