SEC Responds to Commenter Requests, Extends and Reopens Deadlines
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May 11, 2022
Considerations When Drafting an ESG 80% Policy
Coordination of disclosure, compliance, and marketing is critical when developing an ESG 80% Policy. Here are five potential approaches from K&L Gates to make it work.
February 14, 2022
SEC Proposes Reporting Say-on-Pay Votes, Updates to Fund Proxy Reporting
In a 4-1 vote at Chair Gary Gensler’s first open meeting, the SEC proposed requiring institutional investment managers that are required to file Form 13F to report “say-on-pay” votes, which are non-binding shareholder votes related to corporate executive compensation.
October 05, 2021
SEC’s Gensler Previews Upcoming ESG Proposals
SEC’s Gensler Previews Upcoming ESG Proposals August 2, 2021 In a recent speech, SEC Chair Gary Gensler outlined the proposals that he has asked the SEC staff to develop...
August 02, 2021
SEC’s Gensler Discusses ESG Disclosures, Market Structure, Transparency
SEC’s Gensler Discusses ESG Disclosures, Market Structure, Transparency Roisman Raises Concerns about SEC’s Role in ESG Disclosures June 29, 2021 SEC Chair Gary Gensler discussed several of the SEC’s...
June 29, 2021
All Eyes on ESG – Plus Tips for Implementing an ESG Program
All Eyes on ESG – Plus Tips for Implementing an ESG Program April 5, 2021 It seems that everyone is focused on ESG investing these days – investors, the...
April 05, 2021
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