IAA Briefs Members on 2023 Policy Landscape
In their annual Briefing Webinar, IAA staff discussed the implications of the current legislative and regulatory landscape for investment advisers, including expected policy themes for 2023 and IAA advocacy.
February 10, 2023
The IAA’s New Advocacy Council – Strengthening Our Voice
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July 01, 2022
IAA Objects to FINRA’s Sales Practices Questions Aimed at Advisers
The IAA objects to FINRA’s questions on whether standards for complex products and options should apply to investment advisers because FINRA has no authority over investment advisers.
May 11, 2022
IAA Opposes SEC Private Fund Advisers Proposal; Offers Alternatives
We oppose the proposed private fund adviser prohibited activities and the preferential treatment rules and offer alternatives.
April 28, 2022
IAA Advocacy on SEC Rulemaking
The IAA submitted comments to the SEC on three major rule proposals affecting investment advisers – cybersecurity, beneficial ownership, and T+1 settlement.
April 15, 2022
IAA, Other Trade Associations Urge SEC to Lengthen Short Comment Periods
The IAA and other trade associations urge the SEC to provide more time to comment on the many concurrent and consequential rule proposals to allow for more thorough and meaningful feedback.
April 06, 2022
On March 29, the House of Representatives passed the IAA-supported SECURE Act 2.0.
April 01, 2022
IAA Briefs Members on Policy Landscape
IAA briefing webinar for members highlights policy priorities and regulatory and legislative landscape for advisers.
February 28, 2022
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