EU AI Act and its Impact on US Fiduciary Investment Advisers
The EU AI Act applies to a number of different entities in the AI supply chain. What does that mean for U.S. fiduciary investment advisers that are established or located in the EU and are “deployers” of AI systems?
November 07, 2024
UK FCA Proposes to Permit Re-Bundling for Research Under MiFID II Following Similar EU Changes
The UK FCA issued a consultation recently to scale back limits on the use of commissions to pay for research under MiFID II. Currently under MiFID II, managers have had...
May 18, 2021
EC’s Sustainable Finance Package to Require Consideration of Clients’ Sustainability Preferences
The European Commission (EC) has issued a sustainable finance package that will require asset managers to consider a client’s sustainability preferences when providing investment advice. Firms also will need to...
May 12, 2021
EU’s Sustainable Finance Disclosure Reg Takes Effect March 10
The European Union’s Sustainable Finance Disclosure Regulation, colloquially known as SFDR or the “Disclosure Regulation,” will begin to apply on March 10. It requires new disclosures relating to ESG as...
February 18, 2021
EC Agrees to Equivalence Recognition for SEC-Registered Central Clearing Counterparties
The European Commission recently issued a decision that recognizes equivalence of the SEC’s regulatory framework for SEC-registered central clearing counterparties (CCPs or clearing agencies) to the European Market Infrastructure Regulation...
February 10, 2021
IAA Comments on Delegation and ESG in EU AIFMD Consultation
The IAA has submitted comments on a consultation from the European Commission on the Alternative Investment Fund Managers Directive (AIFMD). The IAA’s comments responded to questions on the third-party delegation...
February 02, 2021
European Commission Seeks Feedback on Changes to Research Unbundling Rules for Small Companies
European Commission Seeks Feedback on Changes to Research Unbundling Rules for Small Companies March 16, 2020 The European Commission recently published a consultation on MiFID II seeking feedback on...
March 16, 2020
The IAA provides links to web sites of other organizations in order to provide visitors with certain information. A link does not constitute an endorsement of content, viewpoint, policies, products or services of that web site. Once you link to another web site not maintained by the IAA, you are subject to the terms and conditions of that web site, including but not limited to its privacy policy.
Click the link above to continue or CANCEL
