UK FCA Proposes to Permit Re-Bundling for Research Under MiFID II Following Similar EU Changes
UK FCA Proposes to Permit Re-Bundling for Research Under MiFID II Following Similar EU Changes May 18, 2021 The UK FCA issued a consultation recently to scale back limits...
May 18, 2021
EC’s Sustainable Finance Package to Require Consideration of Clients’ Sustainability Preferences
EC’s Sustainable Finance Package to Require Consideration of Clients’ Sustainability Preferences May 12, 2021 The European Commission (EC) has issued a sustainable finance package that will require asset managers...
May 12, 2021
EU’s Sustainable Finance Disclosure Reg Takes Effect March 10
EU’s Sustainable Finance Disclosure Reg Takes Effect March 10 February 18, 2021 The European Union’s Sustainable Finance Disclosure Regulation, colloquially known as SFDR or the “Disclosure Regulation,” will begin...
February 18, 2021
EC Agrees to Equivalence Recognition for SEC-Registered Central Clearing Counterparties
EC Agrees to Equivalence Recognition for SEC-Registered Central Clearing Counterparties February 10, 2021 The European Commission recently issued a decision that recognizes equivalence of the SEC’s regulatory framework for...
February 10, 2021
IAA Comments on Delegation and ESG in EU AIFMD Consultation
IAA Comments on Delegation and ESG in EU AIFMD Consultation February 2, 2021 The IAA has submitted comments on a consultation from the European Commission on the Alternative Investment...
February 02, 2021
European Commission Seeks Feedback on Changes to Research Unbundling Rules for Small Companies
European Commission Seeks Feedback on Changes to Research Unbundling Rules for Small Companies March 16, 2020 The European Commission recently published a consultation on MiFID II seeking feedback on...
March 16, 2020
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