SEC Chair Gary Gensler Following his May testimony on the causes of January’s market volatility around “meme” stocks, SEC Chair Gary Gensler announced in a June 9 speech that...
The UK FCA issued a consultation recently to scale back limits on the use of commissions to pay for research under MiFID II. Currently under MiFID II, managers have had...
Transitioning to a Zero Commission World: Action Steps for Advisers January 1, 2020 Bob Plaze Partner, Proskauer It’s a race to the bottom! That’s not usually a good thing...
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