UK FCA Proposes to Permit Re-Bundling for Research Under MiFID II Following Similar EU Changes
The UK FCA issued a consultation recently to scale back limits on the use of commissions to pay for research under MiFID II.
May 18, 2021
UK FCA Proposes to Permit Re-Bundling for Research Under MiFID II Following Similar EU Changes
The UK FCA issued a consultation recently to scale back limits on the use of commissions to pay for research under MiFID II.
May 18, 2021
EC’s Sustainable Finance Package to Require Consideration of Clients’ Sustainability Preferences
The European Commission has issued a sustainable finance package that will require asset managers to consider a client’s sustainability preferences when providing investment advice.
May 12, 2021
EU’s Sustainable Finance Disclosure Reg Takes Effect March 10
The European Union’s Sustainable Finance Disclosure Regulation (SFDR or the “Disclosure Regulation") will begin to apply on March 10.
February 18, 2021
EC Agrees to Equivalence Recognition for SEC-Registered Central Clearing Counterparties
The European Commission recently issued a decision that recognizes equivalence of the SEC’s regulatory framework for SEC-registered central clearing counterparties to the European Market Infrastructure Regulation rules.
February 10, 2021
IAA Comments on Delegation and ESG in EU AIFMD Consultation
The IAA has submitted comments on a consultation from the European Commission on the Alternative Investment Fund Managers Directive (AIFMD).
February 02, 2021
The IAA provides links to web sites of other organizations in order to provide visitors with certain information. A link does not constitute an endorsement of content, viewpoint, policies, products or services of that web site. Once you link to another web site not maintained by the IAA, you are subject to the terms and conditions of that web site, including but not limited to its privacy policy.
Click the link above to continue or CANCEL