IAA Supports Australian Licensing Exemptions for FFSPs
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January 14, 2022
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IOSCO Publishes Recommendations on ESG Ratings and Data Product Providers
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November 30, 2021
IOSCO Report Recommends Sustainability-Related Improvements for Asset Managers
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November 04, 2021
IAA Comments on Australian Consultation on Foreign Financial Services Providers Regulation
IAA Comments on Australian Consultation on Foreign Financial Services Providers Regulation August 2, 2021 The IAA recently filed a comment letter with the Australian Government on its July 9...
August 02, 2021
UK FCA, IOSCO Issue Consultations on ESG, Focus on Asset Management and Products
UK FCA, IOSCO Issue Consultations on ESG, Focus on Asset Management and Products July 11, 2021 The UK Financial Conduct Authority (FCA) has issued a consultation paper on climate-related...
July 11, 2021
UK FCA Proposes to Permit Re-Bundling for Research Under MiFID II Following Similar EU Changes
UK FCA Proposes to Permit Re-Bundling for Research Under MiFID II Following Similar EU Changes May 18, 2021 The UK FCA issued a consultation recently to scale back limits...
May 18, 2021
Navigating Regulatory Change in Europe | Four Hot Topics
Navigating Regulatory Change in Europe | Four Hot Topics March 16, 2021 With Brexit roiling the waters, the regulatory environment in Europe is particularly dynamic at the moment. In the...
March 16, 2021
IOSCO Presses for Globally Consistent Sustainability Disclosure Standards
IOSCO Presses for Globally Consistent Sustainability Disclosure Standards March 1, 2021 The International Organization of Securities Commissions (IOSCO) has issued a press release announcing progress made by its Sustainable...
March 01, 2021