IAA Tracker: Trump Administration Update – Five Months In
Updated IAA tracker, regulatory developments for Trump Administration – five months in.
June 27, 2025
Ongoing Phishing Scheme Impersonating the SEC
A phishing operation in which fraudulent emails look like official SEC communications is targeting SEC-registered advisers.
June 27, 2025
SEC Withdraws Outstanding Rule Proposals; Names New IM Director
A big win for advisers and IAA Advocacy: The SEC has named a new IM Director and withdrawn outstanding rule proposals that the IAA has pressed the SEC to confirm that it did not plan to adopt.
June 13, 2025
IAA Members and Aon Discuss Cyber Insurance and Risk
Learn about cyber protection and insurance policies from Aon in this member call.
June 13, 2025
SEC and CFTC Further Extend Form PF Compliance Date to October 1, 2025
After multiple IAA requests, the SEC and CFTC further extended the Form PF compliance date to October 1, 2025; SEC Chairman directs comprehensive review of the entire form.
June 13, 2025
Webinar Recap: Access to Private Markets for Retail Investors
Hear the latest developments from our recent webinar about individual investors accessing private markets, including through registered and private funds.
June 09, 2025
Investment advisers must comply with the Treasury’s Outbound Investment Rule, which could necessitate changes in the investment strategies and governance of (i) funds advised by U.S. investment advisers and (ii) offshore funds with U.S. person investors.
June 09, 2025
Webinar Recap: Regulation S-P, Cybersecurity, and AI
Upcoming compliance dates for the SEC’s adopted amendments to Regulation S-P pose changing requirements for investment advisers.
May 27, 2025
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