IAA Tracker: Trump Administration Update – 7.5 Months In
Updated IAA tracker, regulatory developments for Trump Administration – seven and a half months in.
September 08, 2025
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Treasury Announces Postponement, Reopening of AML Rule
The anti-money laundering (AML) rule for investment advisers has been postponed until January 1, 2028. FinCEN and the SEC will also reopen the Customer Identification Program (CIP) rule.
July 21, 2025
IAA Tracker: Trump Administration Update – Five Months In
Updated IAA tracker, regulatory developments for Trump Administration – five months in.
June 27, 2025
IAA Tracker – 100 Days and Counting; Trump Administration Update
Updated IAA tracker, regulatory developments for Trump Administration – 100 days and counting.
May 12, 2025
IAA Tracker – Trump’s First 80 Days; Atkins Confirmed as SEC Chair
Updated regulatory developments, including Paul Atkins’ confirmation as Chairman of the SEC, SEC actions, and Executive Orders.
April 10, 2025
Firms consider the use of hedge clauses in advisory agreements, which are commonly used contractual provisions limiting an adviser’s liability to its clients.
February 20, 2025
Takeaways from SEC Compliance Outreach Program
Detailed takeaways from the SEC’s 2024 Compliance Outreach Program for investment advisers and investment companies.
November 11, 2024
SEC Announces National Compliance Outreach Seminar
The SEC is planning a virtual national compliance outreach seminar for investment advisers and investment companies on November 7.
October 03, 2024