Spring Regulatory Agendas Officially Published
Federal agencies issue Spring 2025 Reg Flex rulemaking agendas, including several potential new SEC rules.
September 08, 2025
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AI in Wealthtech: Navigating the Next Era of Wealth Management
The investment advisory industry is facing a turning point in the evolution of wealthtech, a segment of the fintech industry leveraging disruptive technologies such as artificial intelligence to provide cutting-edge investment services and novel investment programs.
July 24, 2025
SEC Withdraws Outstanding Rule Proposals; Names New IM Director
A big win for advisers and IAA Advocacy: The SEC has named a new IM Director and withdrawn outstanding rule proposals that the IAA has pressed the SEC to confirm that it did not plan to adopt.
June 13, 2025
Webinar Recap: Navigating the Evolving Digital Asset Regulatory Landscape
As regulatory frameworks for digital assets continue to develop, investment advisers must stay informed about emerging policies and compliance requirements. The IAA recently hosted a webinar on this topic — here’s what you might have missed.
May 15, 2025
Keeping Pace with AI Adoption | A Roadmap for Compliance
Takeaways from the AI: Promising Use Cases, Risk Management, and Addressing Conflicts panel at the 2025 IAA Investment Adviser Compliance Conference.
May 02, 2025
Defining Crypto’s Security Status
On March 21, the SEC kicked off its “Spring Sprint Toward Crypto Clarity” series with a roundtable on the status of crypto assets under federal securities laws. Here are some key takeaways.
March 28, 2025
SEC to Host Roundtables on Crypto and AI, AI Also Discussed at Investor Advisory Committee
The SEC is holding public roundtables in March on crypto assets and artificial intelligence.
March 06, 2025
SEC Commissioner Peirce Outlines New Approach to Crypto Regulation
SEC Commissioner Hester Peirce issued her first policy statement since being appointed to lead the Commission’s new Crypto Task Force.
February 07, 2025