Revolutionizing Alternatives: Navigating Fund Structures for Retail Investors
This article explores key Investment Company Act fund structures that enable retail access to alternative investments, highlighting their features, compliance obligations, and strategic alignment for fund managers navigating this evolving landscape.
October 22, 2025
Form PF Gets Another Extension, to Oct. 1, 2026
The SEC and CFTC further extended the Form PF compliance date to October 1, 2026; SEC staff continuing its comprehensive review of the entire form, as directed by SEC Chairman Paul Atkins in June 2025.
September 17, 2025
SEC Issues Guidance on Disclosure and Filing Requirements for Closed-End Funds of Private Funds
SEC Staff issues clarifying guidance for registered closed-end funds that invest in private funds related to registration statement disclosure and amendments under the Investment Company Act.
August 25, 2025
SEC and CFTC Further Extend Form PF Compliance Date to October 1, 2025
After multiple IAA requests, the SEC and CFTC further extended the Form PF compliance date to October 1, 2025; SEC Chairman directs comprehensive review of the entire form.
June 13, 2025
Webinar Recap: Access to Private Markets for Retail InvestorsÂ
Hear the latest developments from our recent webinar about individual investors accessing private markets, including through registered and private funds.
June 09, 2025
The SEC issued no-action relief for issuers conducting private placements under Rule 506(c) to verify accredited investor status.
March 25, 2025
IAA Tracker – 6 Weeks into the Trump Administration
The IAA highlights the developments for investment advisers to help members keep track of the fast-moving changes under the new administration.
March 04, 2025
Form PF Amendments Compliance Date Extended to June 12, 2025
Updated Form PF filing dates for quarterly hedge fund filers and annual filers.
January 31, 2025
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