The SEC has adopted a new rule that permits, on a voluntary basis, the use of a summary prospectus for variable annuities and variable life insurance contracts. The rule provides...
The SEC’s Division of Investment Management has issued two Information Updates regarding no-action letters and other staff statements that have been modified or withdrawn. The first update regards withdrawn staff...
The asset management sector has seen significant changes over the last 15 years in how the E&O/D&O (Errors and Omissions/Directors and Officers) coverages respond to an SEC investigation. Most...
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