Based on member feedback, we are in the process of redesigning our Resource Center, as well as working on an improved search feature. In the meantime, if you need assistance finding a resource or would like to discuss an issue with a member of the legal team, please contact us at IAALegalTeam@investmentadviser.org.
IAA Applauds Congressional Efforts to Modernize Securities Laws for Investors & Small Businesses
IAA backs Congress in modernizing securities laws, boosting small business capital, protecting investors, and enhancing investor engagement.
March 31, 2025
The IAA calls on Congress to expand the accredited investor definition, allowing clients of fiduciary advisers to invest in the private market.
February 26, 2025
The IAA is calling on Congress to extend and expand the Section 199A Pass-Through Tax Deduction to ensure investment advisers receive the same tax benefits as other small business owners.
January 14, 2025
IAA, Others Urge Congress to Restore Advisory Fee Deductibility
The IAA and others have urged Congress to implement tax incentives that reward investors seeking advice from qualified financial professionals.
September 17, 2024
IAA Petitions SEC to More Accurately Consider Impact of Regulations on Smaller Advisers
As part of the IAA’s ongoing advocacy on behalf of smaller advisers, we submitted a rulemaking petition to the SEC to require the agency to adhere to its statutory obligations to accurately analyze the impact of its regulations on smaller advisers and consider less onerous alternatives.
September 14, 2023
Letter to Senate Appropriations Subcommittee on the SEC FY2024 Budget
The IAA submitted a letter to the Senate Appropriations Subcommittee on Financial Services and General Government on the SEC’s FY 2024 budget request and to thank the Subcommittee for its support of providing $2.4 billion to the agency.
July 25, 2023
The IAA Calls on Congress for Two-Year Delay of the SECURE 2.0 Roth Catch-up Requirement
The IAA has signed on to a letter requesting that Congress to provide transition relief so that retirement plan participants will not lose the ability to make catch-up contributions.
June 14, 2023
Joint Letter in Support of the Financial Exploitation Prevention Act
Eleven organizations joined a joint comment letter to Senators Tester and Hagerty in support of the Financial Exploitation Prevention Act.
May 15, 2023
The IAA provides links to web sites of other organizations in order to provide visitors with certain information. A link does not constitute an endorsement of content, viewpoint, policies, products or services of that web site. Once you link to another web site not maintained by the IAA, you are subject to the terms and conditions of that web site, including but not limited to its privacy policy.
Click the link above to continue or CANCEL
