Based on member feedback, we are in the process of redesigning our Resource Center, as well as working on an improved search feature. In the meantime, if you need assistance finding a resource or would like to discuss an issue with a member of the legal team, please contact us at IAALegalTeam@investmentadviser.org.
IAA Tracker: Trump Administration Update – Five Months In
Updated IAA tracker, regulatory developments for Trump Administration – five months in.
June 27, 2025
Ongoing Phishing Scheme Impersonating the SEC
A phishing operation in which fraudulent emails look like official SEC communications is targeting SEC-registered advisers.
June 27, 2025
June 2025 Sample Examination Letter – ESG
This is a sample SEC examination letter that includes several questions on ESG investing. It also includes a template to respond to data requests.
June 18, 2025
SEC Withdraws Outstanding Rule Proposals; Names New IM Director
A big win for advisers and IAA Advocacy: The SEC has named a new IM Director and withdrawn outstanding rule proposals that the IAA has pressed the SEC to confirm that it did not plan to adopt.
June 13, 2025
IAA Members and Aon Discuss Cyber Insurance and Risk
Learn about cyber protection and insurance policies from Aon in this member call.
June 13, 2025
IAA Supports Form PF Compliance Date Extension
The IAA urges the SEC to issue another extension of the compliance date for the 2024 Form PF amendments.
June 10, 2025
Webinar Recap: Access to Private Markets for Retail Investors
Hear the latest developments from our recent webinar about individual investors accessing private markets, including through registered and private funds.
June 09, 2025
The IAA files comments on NASAA proposal on non-traded REITs and objects to applying the concentration limit to federal covered advisers; re-proposal follows NASAA’s 2022 proposal that was not adopted.
May 28, 2025
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