Application of the Federal Securities Laws to Crypto Assets: A Guide for IAA Members
The IAA has developed a guide on crypto assets to help members assess how to engage with them.
April 08, 2026
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Leveraging Generative Artificial Intelligence
K&L Gates presentation for the IAA AI Working Group on use of Generative AI. The presentation includes a high-level overview of use cases for investment advisers and general observations about AI in litigation, prompt training, an explanation of the importance of prompting, and proper usage; as well demonstrations of tips and other use cases.
April 02, 2026
Investment Adviser Compliance Topics and Tools at a Glance
This is a guide on investment adviser compliance topics from IAA Associate Member Morrison Foerster.
March 31, 2026
Cooley client alert on CA DFPI pause announced on March 17, 2026, that it is suspending implementation and enforcement of the state’s Fair Investment Practices by Venture Capital Companies Law (FIPVCC), commonly referred to as Senate Bill 54, as amended by SB 164.
March 18, 2026
IAA Files Comment Letter to the SEC on FINRA’s Proposed Amendments to Rule 2210
The IAA has submitted a comment letter to the SEC on FINRA’s proposed amendments to Rule 2210. We support FINRA’s efforts to align Rule 2210 with the SEC’s Marketing Rule and welcome the proposal as a positive step for investors.
March 17, 2026
Tokenization of Securities: A Guide for IAA Members
The IAA has developed a guide on tokenization to help members evaluate whether and how to engage with tokenized securities.
March 06, 2026
Not Just for California VCs: Webinar on New California Diversity Reporting Rules
Webinar slide presentation by Colleen Meyer, Catherine Skulan, and Joel Wattenbarger of Ropes & Gray.
February 27, 2026
IAA Letter to SEC on FINRA’s Proposed Outside Activities Rule
The IAA has filed a comment letter in support of FINRA’s proposed rule on investment adviser activities of broker-dealers’ associated persons conducted at an investment adviser that’s not affiliated with the broker-dealer. As recommended by the IAA, the rule would exclude these advisory activities — which are outside of FINRA’s jurisdiction — from broker-dealer supervision and recordkeeping requirements.
February 24, 2026