Category: Press Release
IAA Statement on SEC Marketing Rule Relief for Investment Advisers
Contact: IAA VP of Communications & Marketing Janay Rickwalder The SEC staff has increased its engagement with the IAA and our members in recent weeks to issue much-needed relief under the Marketing...
March 07, 2025
Contact: IAA VP of Communications & Marketing Janay Rickwalder The Investment Adviser Association (IAA) is calling on Congress to extend and expand Section 199A of the Tax Cuts and Jobs Act (TCJA)...
January 31, 2025
IAA Statement on Appointment of Commissioner Mark Uyeda as Acting Chair of the SEC
Contact: IAA VP of Communications & Marketing Janay Rickwalder The Investment Adviser Association congratulates Commissioner Mark Uyeda on his appointment as Acting Chair of the U.S. Securities and Exchange Commission. We look...
January 21, 2025
IAA Statement on Appointment of Rep. Hill as Chair of House Financial Services Committee
Contact: IAA VP of Communications & Marketing Janay Rickwalder The Investment Adviser Association (IAA) congratulates Representative French Hill on his appointment as Chair of the House Financial Services Committee. Rep. Hill has...
December 13, 2024
IAA Statement on Nomination of Paul Atkins as SEC Chair
Contact: IAA VP of Communications & Marketing Janay Rickwalder. The IAA congratulates Paul Atkins on being nominated as the Chair of the Securities and Exchange Commission. Atkins is an experienced and thoughtful...
December 06, 2024
2024 Investment Adviser Industry Snapshot Shows Increase in Demand for Adviser Services
Contacts: Janay Rickwalder, CAE Investment Adviser Association 703-357-3918 janay.rickwalder@investmentadviser.org Brianna Fredriksen COMPLY 302-593-5404 bfredriksen@comply.com Washington, D.C./New York – June 20, 2024 – The number of SEC-registered investment advisers reached...
June 20, 2024
IAA Statement on SEC Adoption of Final Rules Regulating Private Fund Advisers
Contact: IAA VP of Communications & Marketing Janay Rickwalder. Today, the SEC adopted the most significant changes to the regulation of advisers to private funds since the Dodd-Frank Act in...
August 23, 2023
IAA Statement: SEC Proposal on Protection of Client Information
Contact: IAA VP of Communications & Marketing Janay Rickwalder. Attribution to Gail Bernstein, IAA General Counsel The Investment Adviser Association remains committed to supporting efforts by the SEC to protect...
June 05, 2023
Press Statement on IAA Comment Letter on SEC’s Proposal on Safeguarding Advisory Client Assets
Contact: IAA VP of Communications & Marketing Janay Rickwalder. Attribution to Gail Bernstein, IAA General Counsel Yesterday, the Investment Adviser Association (IAA) submitted a comment letter urging the SEC to...
May 09, 2023
IAA Statement: Regulation S-P Proposal
Information security is a critically important issue for investment advisers and their clients. Our members take their information security responsibilities very seriously and want to get it right. We welcome...
March 15, 2023
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