Category: Press Release
IAA Statement on the 2026 SEC Exam Priorities
Contact: IAA VP of Communications & Marketing Janay Rickwalder The Investment Adviser Association appreciates the SEC’s transparency in publishing its 2026 Examination Priorities, which, though not required, are highly useful to advisers...
November 18, 2025
IAA and Schwab Announce Strategic Relationship
Contact: IAA VP of Communications & Marketing Janay Rickwalder (Washington, D.C.) October 22, 2025 – The Investment Adviser Association (IAA) today announced a strategic relationship with Charles Schwab Advisor Services, a leading...
October 22, 2025
IAA Statement on the Introduction of Small Entity Update Act
Contact: IAA VP of Communications & Marketing Janay Rickwalder The IAA thanks Senator Katie Britt (R-AL) and Senator Andy Kim (D-NJ) for introducing the Small Entity Update Act, a critical measure that directs...
September 29, 2025
U.S. House of Representatives Passes IAA-Supported Small Entity Update Act
Contact: IAA VP of Communications & Marketing Janay Rickwalder The IAA is pleased that the House of Representatives has passed the Small Entity Update Act (H.R. 3382), a critical measure that directs the SEC...
July 22, 2025
Artificial Intelligence and predictive analytics have ranked as the leading priority among compliance officers, according to the 2025 Investment Management Compliance Testing Survey.
July 22, 2025
IAA Statement on Treasury Postponement and Reopening of Investment Adviser Rule
Contact: IAA VP of Communications & Marketing Janay Rickwalder The Investment Adviser Association applauds FinCEN for delaying the compliance deadline for the Anti-Money Laundering rule for Investment Advisers by two years and...
July 21, 2025
IAA Statement on Appointment of Brian Daly as Director of SEC Division of Investment Management
Contact: IAA VP of Communications & Marketing Janay Rickwalder The IAA congratulates Brian Daly on his appointment as Director of the SEC’s Division of Investment Management. We look forward to working with Mr. Daly and Division...
June 13, 2025
IAA Statement on the Protecting Private Job Creators Act
Contact: IAA VP of Communications & Marketing Janay Rickwalder The IAA thanks Representative Troy Downing (R-MT) and Representative Cleo Fields (D-LA) for introducing the Protecting Private Job Creators Act. Applying Rule 15c2-11 to...
June 04, 2025
IAA Statement on the Improving Disclosure for Investors Act of 2025
IAA Statement – The Investment Adviser Association appreciates the leadership of Senators Tillis, Hickenlooper, Rounds, Shaheen, Budd, Peters, and Britt for introducing the Improving Disclosure for Investors Act of 2025. This bipartisan legislation provides for...
June 03, 2025
2025 Investment Adviser Industry Snapshot Shows Continued Growth in Demand for Adviser Services
Celebrating its 25th anniversary, the Investment Adviser Industry Snapshot reports that the industry has continued its strong growth trend, setting record highs for number of advisers, clients, employees, and assets under management in 2024.
May 29, 2025
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