Artificial Intelligence and predictive analytics have ranked as the leading priority among compliance officers, according to the 2025 Investment Management Compliance Testing Survey.
July 22, 2025
IAA Statement on Treasury Postponement and Reopening of Investment Adviser Rule
Contact: IAA VP of Communications & Marketing Janay Rickwalder The Investment Adviser Association applauds FinCEN for delaying the compliance deadline for the Anti-Money Laundering rule for Investment Advisers by two years and...
July 21, 2025
IAA Statement on Appointment of Brian Daly as Director of SEC Division of Investment Management
Contact: IAA VP of Communications & Marketing Janay Rickwalder The IAA congratulates Brian Daly on his appointment as Director of the SEC’s Division of Investment Management. We look forward to working with Mr. Daly and Division...
June 13, 2025
IAA Statement on the Protecting Private Job Creators Act
Contact: IAA VP of Communications & Marketing Janay Rickwalder The IAA thanks Representative Troy Downing (R-MT) and Representative Cleo Fields (D-LA) for introducing the Protecting Private Job Creators Act. Applying Rule 15c2-11 to...
June 04, 2025
IAA Statement on the Improving Disclosure for Investors Act of 2025
IAA Statement – The Investment Adviser Association appreciates the leadership of Senators Tillis, Hickenlooper, Rounds, Shaheen, Budd, Peters, and Britt for introducing the Improving Disclosure for Investors Act of 2025. This bipartisan legislation provides for...
June 03, 2025
2025 Investment Adviser Industry Snapshot Shows Continued Growth in Demand for Adviser Services
Celebrating its 25th anniversary, the Investment Adviser Industry Snapshot reports that the industry has continued its strong growth trend, setting record highs for number of advisers, clients, employees, and assets under management in 2024.
May 29, 2025
IAA Supports Bipartisan Legislation to Provide Tax Relief for Victims of Fraud and Disasters
Contact: IAA VP of Communications & Marketing Janay Rickwalder The Investment Adviser Association (IAA) strongly supports the Tax Relief for Victims of Crimes, Scams, and Disasters Act, a bipartisan, bicameral bill led...
May 20, 2025
IAA Applauds Introduction of the Small Entity Update Act
Contact: IAA VP of Communications & Marketing Janay Rickwalder The Investment Adviser Association (IAA) strongly supports the Small Entity Update Act, introduced by a bipartisan group of Congress Members led by Rep....
May 15, 2025
Contact: IAA VP of Communications & Marketing Janay Rickwalder Washington, D.C., May 1, 2025 – The Investment Adviser Association (IAA) sent a letter to SEC Chairman Paul Atkins outlining the Association’s key policy...
May 01, 2025
IAA Statement on the Confirmation of Paul Atkins as SEC Chairman
Contact: IAA VP of Communications & Marketing Janay Rickwalder The IAA congratulates Paul Atkins on his confirmation as Chairman of the SEC. We look forward to working with Chairman Atkins and the...
April 10, 2025