Category: Press Release
IAA Statement: Reopening of the SEC’s Cybersecurity Proposal
The IAA appreciates that the SEC has heard us on the interrelatedness of its current proposals and is reopening the comment period on its cybersecurity proposal. We’re assessing the potential implications...
March 15, 2023
IAA Statement: The SEC’s Final T+1 Rules
The Investment Adviser Association supports the SEC’s decision today to finalize rules to shorten the standard settlement cycle, but we have some concerns with how the final rules will affect...
February 15, 2023
IAA Statement: The SEC’s Custody Proposal
The Investment Adviser Association agrees with the SEC that safeguarding client assets is of paramount importance and we also agree that the current rule is in need of modernization. The...
February 15, 2023
IAA Statement: Removal of AML Provisions from the Enablers Act
The Investment Adviser Association is very pleased that the ENABLERS Act provisions that were added by the House and would have imposed AML regulation on investment advisers have been dropped from the...
December 07, 2022
IAA Statement: DOL’s Final ESG Rule
The IAA commends the DOL for its efforts to address uncertainties regarding how fiduciaries may consider ESG issues, including climate-related financial risk, in making investment and proxy voting decisions. The...
November 22, 2022
IAA Statement: Confusion About the Marketing Rule and Form ADV
We understand that there appears to be some confusion regarding an adviser’s obligations with respect to Form ADV filings after the November 4th compliance date. The confusion likely stems from emails the SEC...
November 11, 2022
IAA Statement: The SEC’s Outsourcing Proposal
Our initial take on the SEC’s proposed new oversight requirements for services outsourced by investment advisers is that the proposed rules are overly burdensome and prescriptive and fail to recognize...
October 26, 2022
IAA Supports SEC’s ESG Proposal, Recommends Improvements
Media Contact IAA VP of Communications & Marketing Janay Rickwalder | 703-357-3918 August 16, 2022 (Washington, D.C.) – The Investment Adviser Association (IAA) submitted a comment letter today to...
August 16, 2022
IAA to Host Inaugural Policy & Leadership Forum
Media Contact IAA VP of Communications & Marketing Janay Rickwalder | 703-357-3918 New event brings together senior firm executives to discuss critical issues facing the investment adviser industry August 8,...
August 09, 2022
The IAA provides links to web sites of other organizations in order to provide visitors with certain information. A link does not constitute an endorsement of content, viewpoint, policies, products or services of that web site. Once you link to another web site not maintained by the IAA, you are subject to the terms and conditions of that web site, including but not limited to its privacy policy.
Click the link above to continue or CANCEL
