IAA Today Archive

SEC Adopts Money Market Fund Rule Without Swing Pricing

The SEC amends money market fund rule to remove redemption gates and increase minimum portfolio liquidity requirements; does not require swing pricing but requires new liquidity fee for institutional prime and institutional tax-exempt money market funds.

July 21, 2023

Keywords: Form PF, Money Market Fund

Categories & Topics: Compliance, Private Funds, Registered Funds

SEC Senior Leader Highlights Fees, Proxy Voting, Announces End of MiFID II Relief for Research Providers

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August 02, 2022

Keywords: Libor, MiFID II, Money Market Fund, Private Funds

Categories & Topics: Account Operations, Business Ops/HR, Compliance, Portfolio Management, Private Funds, Soft Dollars

FSOC Continues to Target Money-Market, Hedge, Open-End Funds

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February 16, 2022

Keywords: FSOC, Hedge Funds, Money Market Fund, Mutual Funds, Systemic Risk

Categories & Topics: Bank Regulation/FSOC, Industry-Level

Federal Agencies Release Spring 2021 Regulatory Agendas

Federal agencies recently released the spring 2021 update to their regulatory agendas. These agendas are the first issued under the Biden Administration and reflect this administration’s policy priorities. They include...

June 16, 2021

Keywords: Accredited Investor, CFTC, Custody, DOL, ESG, Marketing Rule, Money Market Fund, Proxy Voting, Regulatory Agendas, SEC Investment Management

Categories & Topics: Business Ops/HR, CFTC, Compliance, Custody, ERISA & Pension Plans, ESG, Industry-Level, Proxy Voting

SEC Chair Addresses Systemic Risk Council on Money Market Funds, LIBOR; CFTC Receives Recommendation for Best Practice Benchmark to Replace LIBOR

In his first remarks to the Financial Stability Oversight Council (FSOC) since becoming SEC Chair, Gary Gensler reiterated his agency’s focus on enhancing the resiliency of money market funds. Gensler...

June 15, 2021

Keywords: CFTC, Derivatives, FSOC, Gary Gensler, Libor, Money Market Fund, Regulatory Agendas, Rostin Behnam

Categories & Topics: Bank Regulation/FSOC, Business Ops/HR, CFTC, Compliance, Industry-Level, Registered Funds

SEC Withdraws Certain COVID Relief for Funds, Issues Report on Prime Money Market Fund Activity at Onset of Pandemic

The SEC’s Division of Investment Management is terminating an exemptive order and withdrawing two no-action letters that were issued in March 2020 as part of the SEC’s response to the...

April 27, 2021

Keywords: Coronavirus, COVID-19, Division of Investment Management, Money Market Fund, Mutual Funds

Categories & Topics: Business Ops/HR, Registered Funds

SEC Requests Comment on Money Market Fund Report

The SEC is requesting public comment on potential reforms for money market funds that were discussed in a report by the President’s Working Group on Financial Markets (PWG). As previously...

February 10, 2021

Keywords: Coronavirus, COVID-19, Dalia Blass, Money Market Fund, SEC Investment Management

Categories & Topics: Business Ops/HR, Registered Funds

SEC Requests Feedback on Money Market Fund Report

The SEC’s Division of Investment Management is seeking feedback on a report by the President’s Working Group on Financial Markets (PWG) on the effects of the March 2020 market volatility...

December 28, 2020

Keywords: Coronavirus, COVID-19, Dalia Blass, Industry Trends, Money Market Fund, SEC Investment Management

Categories & Topics: Industry Trends, Industry-Level