FSOC Proposes Dramatic Changes to Framework for Designating Nonbank SIFIs
The FSOC proposed a new interpretive guidance and analytical framework that would revise the process it will follow with respect to designation of any nonbank financial institution – which could potentially include registered investment advisers – as systemically important (i.e., a nonbank SIFI) under the 2010 Dodd-Frank Act.
May 25, 2023
FSOC Continues to Target Money-Market, Hedge, Open-End Funds
We’re sorry – you must be a member to view this content. Please log in.
February 16, 2022
FSOC Report Highlights Need to Enhance Climate-Related Disclosures
We’re sorry – you must be a member to view this content. Please log in.
November 05, 2021
Biden Climate Financial Roadmap Discusses SEC and DOL ESG Proposals
A new Biden Administration report lays out "a roadmap for measuring, disclosing, managing, and mitigating climate-related financial risk across the economy” and follows an executive order regarding financial risk and climate change policy.
October 20, 2021
In his first remarks to the Financial Stability Oversight Council (FSOC) since becoming SEC Chair, Gary Gensler reiterated his agency’s focus on enhancing the resiliency of money market funds. Gensler...
June 15, 2021
Executive Order on Climate Risk Directs DOL to Act on ESG, Proxy Rules by September
President Biden has issued an executive order to advance the Administration’s policy of achieving clear, comparable, and accurate disclosure of climate-related financial risk, acting to mitigate that risk, and achieving...
May 25, 2021
FSOC Meeting Focuses on Hedge Funds, Mutual Funds, Impact of Climate Change on Financial Stability
The Financial Stability Oversight Council’s (FSOC’s) first meeting of the year – and of the new Administration – focused on hedge funds, mutual funds, and climate change. Following a discussion...
April 09, 2021
Sen. Warren Questions Treasury’s Yellen about SIFI Designations for Asset Managers
During a recent Senate Banking Committee hearing, Sen. Elizabeth Warren (D-Mass.) pressed Treasury Secretary Janet Yellen on whether large asset managers should be designated as “systemically important financial institutions,” or...
March 26, 2021
The IAA provides links to web sites of other organizations in order to provide visitors with certain information. A link does not constitute an endorsement of content, viewpoint, policies, products or services of that web site. Once you link to another web site not maintained by the IAA, you are subject to the terms and conditions of that web site, including but not limited to its privacy policy.
Click the link above to continue or CANCEL
