Following Clayton’s Departure, Elad Roisman Named Acting Chairman of the SEC
President Trump has designated Commissioner Elad Roisman as Acting Chairman of the SEC, following the departure of Jay Clayton. Elad Roisman “I am humbled and honored to serve as the...
December 29, 2020
President Trump has signed into law the Holding Foreign Companies Accountable Act to restrict the ability of foreign issuers to trade on U.S. exchanges if their auditors are not inspected...
December 21, 2020
Agencies Announce More Leadership Changes
CFTC Chairman Heath Tarbert CFTC Chairman Heath Tarbert has announced that he plans to leave the CFTC early in 2021, after leading the agency for 17 months. During this...
December 10, 2020
Preparing to Leave the SEC, Clayton Reviews Accomplishments, Identifies Areas for Further Review
Three days after announcing his intent to conclude his tenure as SEC Chairman at the end of the year, Jay Clayton returned to the venue of his first speech as...
November 24, 2020
SEC Study Finds Credit Markets Largely Absorbed COVID-19 Risk, But Still Have a Way to Go
A new report by SEC staff seeks to identify the extent to which interconnectedness and related interdependencies in the U.S. credit markets contributed to or mitigated risk – including systemic...
October 27, 2020
Statistics Point to Record-Setting Year for SEC
SEC Chairman Jay Clayton provided an update on the SEC’s results for the 2020 fiscal year during this year’s virtual SEC Speaks conference on October 8. He applauded the agency...
October 15, 2020
SEC’s IAC Discusses Self-Directed IRAs, Minority Community Investor Inclusion
The SEC’s Investor Advisory Committee (IAC) met on September 24 to discuss self-directed individual retirement accounts (IRAs) and minority community investor inclusion. Regarding self-directed IRAs, Chairman Jay Clayton in his...
October 02, 2020
SEC Chairman, Enforcement Director Reinforce Focus on Retail Investors
SEC Chairman Jay Clayton Jay Clayton, Chairman of the SEC, recently gave a speech in which he reiterated his focus on retail investors. Clayton suggested that the defining principles for...
September 24, 2020
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