Following Clayton’s Departure, Elad Roisman Named Acting Chairman of the SEC
President Trump has designated Commissioner Elad Roisman as Acting Chairman of the SEC, following the departure of Jay Clayton. Elad Roisman “I am humbled and honored to serve as the...
December 29, 2020
Agencies Announce More Leadership Changes
CFTC Chairman Heath Tarbert CFTC Chairman Heath Tarbert has announced that he plans to leave the CFTC early in 2021, after leading the agency for 17 months. During this...
December 10, 2020
Preparing to Leave the SEC, Clayton Reviews Accomplishments, Identifies Areas for Further Review
Three days after announcing his intent to conclude his tenure as SEC Chairman at the end of the year, Jay Clayton returned to the venue of his first speech as...
November 24, 2020
Statistics Point to Record-Setting Year for SEC
SEC Chairman Jay Clayton provided an update on the SEC’s results for the 2020 fiscal year during this year’s virtual SEC Speaks conference on October 8. He applauded the agency...
October 15, 2020
SEC Chairman, Enforcement Director Reinforce Focus on Retail Investors
SEC Chairman Jay Clayton Jay Clayton, Chairman of the SEC, recently gave a speech in which he reiterated his focus on retail investors. Clayton suggested that the defining principles for...
September 24, 2020
Highlights from the IAA/CMS Trading and Best Execution Summit: Market Structure Changes and IAs’ Trading, Best Ex Obligations June 24, 2020 The IAA’s second annual Trading and Best Execution...
June 24, 2020
SEC COVID-19 Market Monitoring Group Update
SEC COVID-19 Market Monitoring Group Update May 19, 2020 Following inquiries about its work, SEC Chairman Jay Clayton and Chief Economist S.P. Kothari issued an update on the efforts...
May 19, 2020
SEC to Public Companies: Disclosures Should Reflect Changes Caused by COVID-19 Pandemic, Info on Future Operations and Needs April 10, 2020 Anticipating release of first quarter earnings and related discussions with...
April 10, 2020
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