Richard Best Named Director of SEC’s Division of Examinations
Richard Best named Director of the SEC’s Division of Examinations.
May 25, 2022
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Jaime Lizárraga and Mark Uyeda have been nominated to fill the two SEC commissioner vacancies.
April 08, 2022
Commissioner Lee Departing the SEC
Allison Herren Lee, who has served as an SEC Commissioner since July 2019, announced that she will be stepping down from her post when her term expires in June.
March 18, 2022
Commissioner Roisman Departing the SEC
Democrats will have a 3-1 majority on the SEC once Commissioner Elad Roisman's resignation takes effect at the end of January 2022.
December 21, 2021
William Birdthistle Appointed SEC Investment Management Director
Chicago-Kent College of Law Professor William Birdthistle has been named Director of the SEC’s Division of Investment Management.
December 21, 2021
SEC Names Gregus Director of Chicago Regional Office
The SEC has named Daniel R. Gregus as Director of its Chicago Regional Office. Gregus is a 28-year veteran of the SEC, where he has held various leadership positions in the Division of Enforcement and Division of Examinations.
November 22, 2021
MIT Professor Named Director of SEC’s Division of Trading and Markets
MIT Finance Professor and National Bureau of Economic Research associate Haoxiang Zhu will lead Trading and Markets at the SEC.
November 22, 2021
SEC Chair Names Additional Members of Policy Team
SEC Chair Gary Gensler has named five new members of his policy team, which is led by Policy Director Heather Slavkin Corzo.
July 20, 2021