Commissioner Roisman Departing the SEC
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December 21, 2021
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All Things Digital, Private Markets Highlighted at SEC Speaks Conference
SEC commissioners and senior SEC officials provided updates on high priority issues and initiatives at the recent SEC Speaks in 2021 conference. Digital engagement practices, digital assets, and the private markets dominated their remarks.
October 15, 2021
SEC’s Gensler Discusses ESG Disclosures, Market Structure, Transparency
SEC Chair Gary Gensler discussed several of the SEC’s regulatory initiatives in a recent speech, focusing on climate- and ESG-related disclosures, market structure, and transparency. Climate- and ESG-Related Disclosures: Gensler...
June 29, 2021
SEC’s AMAC Discusses ESG, Diversity & Inclusion, and Private Funds
The SEC’s Asset Management Advisory Committee’s (AMAC’s) March meeting covered several topics that are high on the SEC’s policy agenda – ESG, diversity and inclusion, and private investments – and...
April 02, 2021
SEC Acting Chair Lee Changes Policy on Contingent Settlement Offers
SEC Acting Chair Allison Herren Lee In a move sure to unnerve registrants looking to settle an SEC enforcement action, SEC Acting Chair Allison Herren Lee has reversed a...
February 17, 2021
Following Clayton’s Departure, Elad Roisman Named Acting Chairman of the SEC
President Trump has designated Commissioner Elad Roisman as Acting Chairman of the SEC, following the departure of Jay Clayton. Elad Roisman “I am humbled and honored to serve as the...
December 29, 2020