Jaime Lizárraga and Mark Uyeda have been nominated to fill the two SEC commissioner vacancies.
April 08, 2022
Commissioner Lee Departing the SEC
Allison Herren Lee, who has served as an SEC Commissioner since July 2019, announced that she will be stepping down from her post when her term expires in June.
March 18, 2022
Commissioner Roisman Departing the SEC
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December 21, 2021
William Birdthistle Appointed SEC Investment Management Director
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December 21, 2021
MIT Professor Named Director of SEC’s Division of Trading and Markets
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November 22, 2021
SEC Chair Names Additional Members of Policy Team
SEC Chair Names Additional Members of Policy Team July 20, 2021 SEC Chair Gary Gensler has named five new members of his policy team, which is led by Policy...
July 20, 2021
Driscoll to Leave SEC; Kahl to Serve as Exam Division’s Acting Director
Driscoll to Leave SEC; Kahl to Serve as Exam Division’s Acting Director July 14, 2021 Peter Driscoll at the 2020 IAA Compliance Conference Peter Driscoll, who has led the...
July 14, 2021
Agencies Announce More Leadership Changes
Agencies Announce More Leadership Changes December 10, 2020 CFTC Chairman Heath Tarbert CFTC Chairman Heath Tarbert has announced that he plans to leave the CFTC early in 2021, after...
December 10, 2020
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