SEC commissioners and senior SEC officials provided updates on high priority issues and initiatives at the recent SEC Speaks in 2021 conference. Digital engagement practices, digital assets, and the private markets dominated their remarks.
SEC’s AMAC Discusses ESG, Diversity & Inclusion, and Private Funds Introduces New Subcommittees on Smaller Advisers, Evolution of Advice April 2, 2021 The SEC’s Asset Management Advisory Committee’s (AMAC’s)...
SEC Acting Chair Lee Changes Policy on Contingent Settlement Offers Commissioners Peirce and Roisman Disagree, Say Policy Has Worked Well February 17, 2021 SEC Acting Chair Allison Herren Lee...
Crenshaw, Peirce Sworn In as SEC Commissioners August 17, 2020 Hester Peirce was sworn in to serve a second term as an SEC Commissioner and Caroline Crenshaw was sworn...
Highlights from the IAA/CMS Trading and Best Execution Summit: Market Structure Changes and IAs’ Trading, Best Ex Obligations June 24, 2020 The IAA’s second annual Trading and Best Execution...
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