SEC Proposes Reporting Say-on-Pay Votes, Updates to Fund Proxy Reporting
In a 4-1 vote at Chair Gary Gensler’s first open meeting, the SEC proposed requiring institutional investment managers that are required to file Form 13F to report “say-on-pay” votes, which are non-binding shareholder votes related to corporate executive compensation.
October 05, 2021
SEC’s Gensler Discusses ESG Disclosures, Market Structure, Transparency
SEC’s Gensler Discusses ESG Disclosures, Market Structure, Transparency Roisman Raises Concerns about SEC’s Role in ESG Disclosures June 29, 2021 SEC Chair Gary Gensler discussed several of the SEC’s...
June 29, 2021
Roisman Outlines Options to Reduce Cost, Burdens of ESG Disclosures
Roisman Outlines Options to Reduce Cost, Burdens of ESG Disclosures June 15, 2021 SEC Commissioner Elad Roisman Reiterating his objections to requiring additional disclosure by corporate issuers related to...
June 15, 2021
SEC’s AMAC Discusses ESG, Diversity & Inclusion, and Private Funds
SEC’s AMAC Discusses ESG, Diversity & Inclusion, and Private Funds Introduces New Subcommittees on Smaller Advisers, Evolution of Advice April 2, 2021 The SEC’s Asset Management Advisory Committee’s (AMAC’s)...
April 02, 2021
SEC Announces Enforcement Task Force on Climate and ESG
SEC Announces Enforcement Task Force on Climate and ESG Commissioners Peirce, Roisman Question Timing, Recent Focus on ESG March 5, 2021 SEC Acting Chair Allison Herren Lee In the...
March 05, 2021
Commissioner Peirce Discusses ESG Metrics and Standards
Commissioner Peirce Discusses ESG Metrics and Standards September 23, 2020 SEC Commissioner Hester Peirce recently gave a speech in which she discussed her outlook on several issues related to...
September 23, 2020
The IAA provides links to web sites of other organizations in order to provide visitors with certain information. A link does not constitute an endorsement of content, viewpoint, policies, products or services of that web site. Once you link to another web site not maintained by the IAA, you are subject to the terms and conditions of that web site, including but not limited to its privacy policy.
Click the link above to continue or CANCEL
