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House Financial Services Committee Kicks Off “ESG Month”

House Financial Services Committee Republicans have dubbed July “ESG Month,” and have scheduled multiple ESG-focused hearings that are expected to culminate in a markup of ESG legislation addressing proxy advisors, asset managers, disclosure requirements, and other issues.

July 14, 2023

Keywords: House Financial Services, Inside the Beltway, Proxy, Proxy Voting

Categories & Topics: Compliance, Congress, ESG, Industry-Level, Proxy Voting

Investment Advisers Head to the Hill

More than 70 advisers joined the IAA for Adviser Advocacy Day, meeting with members of Congress and their staffs on issues ranging from tax reform to small business issues to the pace of rulemaking.

June 12, 2023

Categories & Topics: ESG, Industry-Level

Few Big Changes in New Regulatory Agendas, Ambitious Rulemakings to Persist

Federal agencies issue Fall Reg Flex agendas, reflecting continuation of ambitious agendas; Custody Rule and anti-money laundering for advisers still planned.

January 09, 2023

Keywords:  Money Market Funds, AML, CFTC, Custody, Cybersecurity, DOL, ESG, Private Funds, Proxy Voting, Regulatory Agents, SEC Investment Management

Categories & Topics: AML/OFAC, CFTC, Compliance, Cybersecurity/Privacy, ERISA & Pension Plans, ESG, Industry-Level, Proxy Voting

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