IAA Shares Regulatory Priorities with new SEC Chairman Atkins
The IAA has submitted a letter to SEC Chairman Atkins outlining the IAA’s regulatory priorities.
May 02, 2025
AML Compliance Deadline is January 1 | Expert Tips For Getting Ready
Takeaways from the New Anti-Money Laundering Rules for Advisers panel at the 2025 IAA Investment Adviser Compliance Conference.
April 25, 2025
IAA Tracker – 6 Weeks into the Trump Administration
The IAA highlights the developments for investment advisers to help members keep track of the fast-moving changes under the new administration.
March 04, 2025
AML Compliance Ahead: Navigating the Upcoming FinCEN Requirements
Advisers should prepare for a new AML rule under FinCEN regulations.
February 06, 2025
IAA Presents Top Regulatory Priorities for the New Administration
The IAA’s top recommendations for regulatory and policy actions that the SEC should prioritize in the first days of the new administration.
January 31, 2025
A federal court in Texas recently issued a preliminary injunction prohibiting the government from collecting beneficial ownership information reports under the Corporate Transparency Act.
December 06, 2024
Treasury Issues Final AML Rule for Investment Advisers
The Treasury Department has finalized its proposed AML rule for investment advisers.
August 28, 2024
IAA Submits Comments on CIP Proposal for Investment Advisers
The IAA has recommended changes to the Treasury Department’s and SEC’s jointly proposed Customer ID Program rule for investment advisers
July 22, 2024
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