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Comments on Proposed Cybersecurity Rules for Advisers

We recommend changes to proposed cybersecurity rules that would require investment advisers to adopt and implement written cybersecurity policies and procedures with specified elements, report significant adviser cybersecurity incidents to the Commission, disclose significant adviser cybersecurity risks and incidents to clients, and maintain related books and records.

April 11, 2022

Keywords: Advocacy, Cybersecurity, SEC

Categories & Topics: Compliance, Cybersecurity/Privacy

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