Sample Policy for AI Notetaking for SEC-Registered Investment Advisers
This sample policy covers the legal and regulatory framework for SEC-Registered Investment Advisers and offers guidelines for their firms’ use of AI.
November 07, 2025
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Considerations for Use of AI in Asset Management
This presentation by Mark Perlow and Robert Shapiro from IAA Associate Member Dechert discusses regulatory considerations for AI use by asset managers.
October 02, 2025
Sample Artificial Intelligence Use Policy
This sample firm policy on AI use discusses the risks of AI use and details the firm’s policies and procedures aimed at addressing those risks.
July 30, 2025
AI Note-Taking Tools: Compliance Insights for Investment Advisers
This presentation by Jennifer Klass, Pablo Man, and Christopher Valente from Associate Member K&L Gates discusses AI Note-Taking tools and compliance.
July 24, 2025
Summary Report: 2025 Investment Management Compliance Testing Survey
Artificial Intelligence and predictive analytics have ranked as the leading priority among compliance officers, according to the 2025 Investment Management Compliance Testing Survey.
July 22, 2025
AI Explainability Explained: When the Black Box Matters and When It Doesn’t
This article by Courtney Dankworth, Avi Gesser, and others at Associate Member Debevoise & Plimpton examines how generative AI models make decisions.
July 21, 2025
Features Available in ChatGPT Enterprise for Lawyers and How to Use Them
This article by Charu Chandrasekhar, Avi Gesser, and others at Associate Member Debevoise & Plimpton discusses useful ChatGPT features for lawyers.
July 15, 2025
Sample Artificial Intelligence Technologies Acceptable Use Policy
This sample firm policy on employee AI use discusses the acceptable and prohibited uses of AI as well as the oversight of AI use at the firm.
June 30, 2025