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IAA Calls on SEC to Withdraw Rule Proposal on Conflicts of Interest Associated with use of Predictive Data Analytics

The IAA submitted a comment letter to the SEC requesting that the agency withdraw its proposed rules regarding potential conflicts of interest associated with the use of predictive data analytics and other technologies by advisers in investor interactions.

October 10, 2023

Keywords: Artificial Intelligence, Conflicts of Interest, Predictive Data Analytics

Categories & Topics: Compliance, Conflicts, Fiduciary

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