Tag: Retirement Plans
Clayton Urges Increased Care for Retail Investors in Wake of Pandemic
SEC Chairman Jay Clayton confirmed in a recent public statement that the June 30, 2020 compliance date for Form CRS and Regulation Best Interest (Reg BI) remains in effect.
June 18, 2020
Tags: CARES Act, Coronavirus, COVID-19, Form CRS, IRAs, Jay Clayton, Reg BI, Retirement Plans
DOL Adopts E-Delivery Rule Supported by IAA
In a highly-anticipated and welcome move, the Department of Labor has adopted a rule permitting electronic delivery of certain retirement plan information.
May 27, 2020
Tags: DOL, Electronic Delivery, Retirement Plans
IRS Issues FAQs on CARES Act Retirement Plan, IRA Provisions
The IRS has issued new FAQs on CARES Act provisions related to retirement plans and IRAs.
May 06, 2020
Tags: CARES Act, Coronavirus, COVID-19, IRAs, IRS, Retirement Plans
DOL Issues COVID-19 Relief from ERISA Deadlines For Plans and Participants
The DOL has provided relief from certain deadlines under ERISA “to help employee benefit plans, plan participants and beneficiaries, employers and other plan sponsors, plan fiduciaries, and other service providers impacted by the coronavirus outbreak.”
May 06, 2020
Tags: Coronavirus, COVID-19, DOL, ERISA, Retirement Plans, SBA
SECURE Act Issues for Investment Advisers
This article summarizes the key changes that advisers should review for their individual clients’ savings arrangements, and consider new potential retirement savings vehicles and incentives for employer plans.
January 27, 2020
Tags: Columns, Guest Column, Retirement Plans, SECURE Act
SEC, CFTC Budgets Increased; SECURE Act Becomes Law
SEC, CFTC Budgets Increased; SECURE Act Becomes Law December 20, 2019 The budgets of both the SEC and CFTC will be significantly increased under the FY 2020 federal spending...
December 20, 2019
Tags: Retirement Savings, Budgets, CFTC, Inside the Beltway, Retirement Plans, SEC, SECURE Act
The IAA provides links to web sites of other organizations in order to provide visitors with certain information. A link does not constitute an endorsement of content, viewpoint, policies, products or services of that web site. Once you link to another web site not maintained by the IAA, you are subject to the terms and conditions of that web site, including but not limited to its privacy policy.
Click the link above to continue or CANCEL
