Tag: Retirement Plans
SECURE Act Issues for Investment Advisers
January 2020
January 27, 2020
Tags: Columns, Guest Column, Retirement Plans, SECURE Act
IRS Extends RMD Rollover Period to August 31, Provides Additional Guidance
IRS Extends RMD Rollover Period to August 31, Provides Additional Guidance June 25, 2020 The IRS issued a notice on June 23 regarding the CARES Act waiver of 2020...
June 25, 2020
Tags: Retirement Savings, CARES Act, IRS, Retirement Plans
SEC Fines Adviser $40 Million for Lack of Disclosure in Connection With Teachers’ Retirement Plans and Share Class Selection SEC Chair Clayton Reminds Public of Initiative to Protect Teachers’ Retirement...
August 11, 2020
Tags: 12b-1 Fees, Best Execution, Conflicts of Interest, Jay Clayton, Mutual Funds, Retirement Plans, Revenue Sharing, SEC Enforcement, Share Class Disclosure, Wrap Fees
DOL Proposes Registration Requirements for Pooled Plan Providers
DOL Proposes Registration Requirements for Pooled Plan Providers August 24, 2020 The 2019 SECURE Act, which changed several retirement-related rules, also created a new type of multiple employer retirement...
August 24, 2020
Tags: DOL, Retirement Plans, SECURE Act
DOL Issues Interim Final Rule Regarding Lifetime Income Illustrations for Plan Participants
DOL Issues Interim Final Rule Regarding Lifetime Income Illustrations for Plan Participants August 24, 2020 The Department of Labor (DOL) has issued an interim final rule with request for...
August 24, 2020
Tags: DOL, ERISA, Retirement Plans, SECURE Act
IRS Updates Life Expectancy Tables Used to Determine Required Minimum Distributions
IRS Updates Life Expectancy Tables Used to Determine Required Minimum Distributions November 17, 2020 The IRS has adopted updates to life expectancy tables used to calculate required minimum distributions from...
November 17, 2020
Tags: ERISA, IRAs, IRS, Retirement Plans, SECURE Act, Taxes, Treasury Department
DOL Adopts Registration Requirements for Pooled Plan Providers
DOL Adopts Registration Requirements for Pooled Plan Providers November 17, 2020 The 2019 SECURE Act created a new type of multiple employer retirement plan called a pooled employer plan...
November 17, 2020
Tags: DOL, ERISA, Retirement Plans, SECURE Act
DOL Issues COVID-19 Relief from ERISA Deadlines For Plans and Participants
DOL Issues COVID-19 Relief from ERISA Deadlines for Plans and Participants May 6, 2020 The Department of Labor (DOL) has provided relief from certain deadlines under ERISA “to help...
May 06, 2020
Tags: Coronavirus, COVID-19, DOL, ERISA, Retirement Plans, SBA
IRS Issues FAQs on CARES Act Retirement Plan, IRA Provisions
IRS Issues FAQs on CARES Act Retirement Plan, IRA Provisions Upcoming Guidance to be Consistent with 2005 Katrina Guidance May 6, 2020 The IRS has issued new FAQs on...
May 06, 2020
Tags: CARES Act, Coronavirus, COVID-19, IRAs, IRS, Retirement Plans
DOL Adopts E-Delivery Rule Supported by IAA
DOL Adopts E-Delivery Rule Supported by IAA May 27, 2020 In a highly-anticipated and welcome move, the Department of Labor has adopted a rule permitting electronic delivery of certain...
May 27, 2020
Tags: DOL, Electronic Delivery, Retirement Plans
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