Key Crypto Trends to Watch in 2022
As cryptocurrency continues to gain popularity, there are several key issues that advisers should keep in mind as they work with their clients.
March 18, 2022
Tags: Bitcoin, Blockchain, Digital Assets, Guest Column
Tag: Guest Column
Key Crypto Trends to Watch in 2022
As cryptocurrency continues to gain popularity, there are several key issues that advisers should keep in mind as they work with their clients.
March 18, 2022
Tags: Bitcoin, Blockchain, Digital Assets, Guest Column
Maximizing the Benefits of Compliance Technology
Maximizing the Benefits of Compliance Technology By Carlos Guillen, President & CEO, BasisCode Compliance LLC July 10, 2020 It has now been almost 20 years since the first computer...
July 10, 2020
Tags: FinTech, Columns, Compliance, Guest Column, Technology
Examining Best Execution and Trading in the Current Landscape
February 2021
February 10, 2021
Tags: Best Execution, Columns, Guest Column, Trading
Intricate Merchandise – Challenges of Advertising Investment Advice
December 2019
December 01, 2019
Tags: Advertising Rule, Columns, Guest Column
SECURE Act Issues for Investment Advisers
January 2020
January 27, 2020
Tags: Columns, Guest Column, Retirement Plans, SECURE Act
A Primer on the Difference Between Cyber and Financial Institution Fidelity Bond Insurance Policies
February 2020 2
February 10, 2020
Tags: Columns, Cybersecurity, Guest Column, Insurance
Compliance Training: A Marathon Without a Finish Line
February 2020
February 10, 2020
Tags: Columns, Compliance, Compliance Training, Guest Column
Compliance Considerations in an RIA Merger or Acquisition
February 18 2020
February 18, 2020
NY City Bar Association Issues Report on CCO Liability: New Recommendations for the SEC
April 17 2020
April 27, 2020
Tags: CCO, Guest Column, New York
How the Characteristics of Digital Assets Affect Compliance with the Custody Rule
July 27 2020
July 27, 2020
Tags: Bitcoin, Columns, Custody, Digital Assets, Guest Column
The IAA provides links to web sites of other organizations in order to provide visitors with certain information. A link does not constitute an endorsement of content, viewpoint, policies, products or services of that web site. Once you link to another web site not maintained by the IAA, you are subject to the terms and conditions of that web site, including but not limited to its privacy policy.
Click the link above to continue or CANCEL