Tag: Coronavirus
Recording of Member Call on Coronavirus-Related Issues
Recording of Member Call on Coronavirus-Related Issues March 18, 2020 The IAA held a member call today with Partners Jason E. Brown and Joel Wattenbarger of IAA Associate Member...
March 18, 2020
Tags: Coronavirus, COVID-19
New SEC, CFTC Staff Guidance on Coronavirus-Related Issues
New SEC, CFTC Staff Guidance on Coronavirus-Related Issues March 17, 2020 As the coronavirus continues to cause unprecedented challenges, the IAA has aggregated several breaking regulatory updates to keep...
March 14, 2020
Tags: CFTC, Coronavirus, COVID-19, SEC
OCIE Moves Most Examinations Off-Site, Assures Advisers Reliance on Coronavirus-Related Regulatory Relief Will Not Trigger Exams March 23, 2020; updated April 1, 2020 The SEC’s Office of Compliance Inspections...
March 23, 2020
Tags: OCIE, Coronavirus, COVID-19
IAA Adds New Charts Detailing Relief to Coronavirus Response Resources
IAA Adds New Charts Detailing Relief to Coronavirus Response Resources March 30, 2020 To help members keep abreast of new filing deadlines and other Coronavirus-related regulatory relief, the IAA...
March 30, 2020
Tags: Coronavirus, COVID-19
BCBS, IOSCO Delay Upcoming Compliance Dates for Initial Margin for Uncleared Derivatives by One Year
BCBS, IOSCO Delay Upcoming Compliance Dates for Initial Margin for Uncleared Derivatives by One Year April 10, 2020 Responding to a request by the IAA and other trade associations, the Basel Committee...
April 10, 2020
Tags: Coronavirus, COVID-19, Derivatives
SEC Says No to Extending Form CRS, Reg BI Deadlines
SEC Says No to Extending Form CRS, Reg BI Deadlines IAA Expresses Disappointment on Form CRS Updated April 7, 2020 The SEC has declined to extend the filing and delivery...
April 07, 2020
Tags: Coronavirus, COVID-19, Form CRS, Reg BI
The FSB Reacts to COVID-19’s Shock to the Financial System
The FSB Reacts to COVID-19’s Shock to the Financial System April 14, 2020 On April 11, the Chair of the Financial Stability Board (FSB) sent a letter to the...
April 14, 2020
Tags: Coronavirus, Libor, Systemic Risk
SEC COVID-19 Market Monitoring Group Update
SEC COVID-19 Market Monitoring Group Update May 19, 2020 Following inquiries about its work, SEC Chairman Jay Clayton and Chief Economist S.P. Kothari issued an update on the efforts...
May 19, 2020
Tags: Coronavirus, COVID-19, FSOC, Jay Clayton, Systemic Risk
SEC Withdraws Certain COVID Relief for Funds, Issues Report on Prime Money Market Fund Activity at Onset of Pandemic April 27, 2021 The SEC’s Division of Investment Management is...
April 27, 2021
Tags: Coronavirus, COVID-19, Division of Investment Management, Money Market Fund, Mutual Funds
FSOC Meeting Focuses on Hedge Funds, Mutual Funds, Impact of Climate Change on Financial Stability
FSOC Meeting Focuses on Hedge Funds, Mutual Funds, Impact of Climate Change on Financial Stability April 9, 2021 The Financial Stability Oversight Council’s (FSOC’s) first meeting of the year...
April 09, 2021
Tags: Climate, Coronavirus, COVID-19, ESG, Financial Stability, FSOC, Hedge Funds, Mutual Funds, Systemic Risk
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