Tag: Mergers & Acquisitions
RIA M&A: Risk Concerns for Sellers
Even as interest rates rise and economic uncertainty persists, merger and acquisition (M&A) activity within the RIA space remains robust. What are some of the key issues to address concerning the liability around such a transaction for sellers and their interests?
July 27, 2023
Tags: Mergers & Acquisitions
Compliance Considerations in an RIA Merger or Acquisition
February 18 2020
February 18, 2020
SEC Adopts Amendments to Financial Disclosure Rules Related to Acquisitions and Dispositions
SEC Adopts Amendments to Financial Disclosure Rules Related to Acquisitions and Dispositions June 3, 2020 The SEC has adopted amendments to Regulation S-X and other regulations in order to...
June 03, 2020
Tags: Investment Company, Mergers & Acquisitions, Private Funds
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