Category: Press Release
IAA Statement: The SEC’s Outsourcing Proposal
Our initial take on the SEC’s proposed new oversight requirements for services outsourced by investment advisers is that the proposed rules are overly burdensome and prescriptive and fail to recognize...
October 26, 2022
IAA Supports SEC’s ESG Proposal, Recommends Improvements
Media Contact IAA VP of Communications & Marketing Janay Rickwalder | 703-357-3918 August 16, 2022 (Washington, D.C.) – The Investment Adviser Association (IAA) submitted a comment letter today to...
August 16, 2022
IAA to Host Inaugural Policy & Leadership Forum
Media Contact IAA VP of Communications & Marketing Janay Rickwalder | 703-357-3918 New event brings together senior firm executives to discuss critical issues facing the investment adviser industry August 8,...
August 09, 2022
Investment Adviser Association Celebrates 85th Anniversary
Contact: IAA VP of Communications & Marketing Janay Rickwalder. Washington, DC (July 27, 2022) – Today marks the 85th anniversary of the Investment Adviser Association (IAA), a non-profit organization that...
July 27, 2022
SEC Marketing Rule Continues To Be Top Compliance Concern, Survey Shows
Contact: IAA VP of Communications & Marketing Janay Rickwalder. Most firms report strong compliance programs and effective business continuity plans Washington, DC (June 29, 2022) – For the second year...
June 30, 2022
IAA, NRS Investment Adviser Industry Snapshot Confirms Sector Growth of 16.7% Year-Over-Year
Contact: IAA VP of Communications & Marketing Janay Rickwalder. Annual industry survey cites demand for adviser services surges as number of advisers, clients and assets under management reach record highs...
June 23, 2022
IAA Comments on SEC’s ESG Issuer Proposal
Contact: IAA VP of Communications & Marketing Janay Rickwalder. Washington, DC (June 21, 2022) – The Investment Adviser Association (IAA) submitted a letter to the SEC commending its proposal to enhance and...
June 21, 2022
IAA Opposes SEC’s Private Fund Advisers Proposal; Offers More Tailored Alternatives
Contact: IAA VP of Communications & Marketing Janay Rickwalder. Washington, DC (April 26, 2022) – Yesterday, the Investment Adviser Association (IAA) submitted a letter to the SEC largely opposing...
April 26, 2022
IAA Submits Comment Letters on Cybersecurity, Beneficial Ownership, T+1
Contact: IAA Manager, Marketing & Communications Meredith Wise. Washington, DC (April 12, 2022) – Yesterday, the IAA submitted comments to the SEC on three major proposals affecting investment advisers....
April 12, 2022
The IAA Submits Comment Letter to SEC on Proposed Form PF Amendments
Contact: IAA Manager, Marketing & Communications Meredith Wise. Washington, DC (March 22, 2022) – Yesterday, the Investment Adviser Association submitted comments to the SEC on proposed amendments to Form...
March 22, 2022
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