Contact: IAA Vice President, Communications & Marketing Herb Perone. Event Streamed Live via new Portal from the Active Managers Council Washington, DC (September 24, 2018) – A panel of industry...
September 24, 2018
Contacts: For the IAA: Herb Perone 202.507.7215 herb.perone@investmentadviser.org For Cognito: Jazmin Beltran 646.395.6303 jazmin.beltran@cognito.com For NRS: George Nikanorov 646.477.4385 gnikanorov@nrs-inc.com Washington, DC/Lakeville, CT (September 6, 2018) – The 2018 Evolution...
September 06, 2018
IAA Submits Comment Letter on SEC’s Standards of Conduct Rulemaking Package
Contact: IAA Vice President, Communications & Marketing Herb Perone. Washington, DC (August 6, 2018) – The Investment Adviser Association – the largest organization exclusively representing the interests of federally registered...
August 06, 2018
Contact: IAA Vice President, Communications & Marketing Herb Perone. Washington, DC (August 3, 2018) – The Investment Adviser Association (IAA) is urging the Securities and Exchange Commission not to...
August 03, 2018
New IAA Survey: Adviser Executives Optimistic About Business Prospects, Economy
Contacts: For the IAA: Herb Perone herb.perone@investmentadviser.org For Cerulli Associates: Karleen Fallon press@cerulli.com Washington, DC (August 1, 2018) – Executives at IAA member firms appear optimistic about their business prospects...
August 01, 2018
2018 Compliance Testing Survey: Cybersecurity Still Top Concern, Use of Technology on the Rise
Contacts: For the IAA: Herb Perone 202.507.7215 herb.perone@investmentadviser.org For ACA Compliance Group: Enrique Alvarez 703.419.0747 ealvarez@acacompliancegroup.com Washington, DC (July 25, 2018) – For the fifth year in a row,...
July 25, 2018
IAA Statement on SEC Scheduling of Fiduciary/Standards of Conduct Rule Proposal
“The Investment Adviser Association has long advocated that all financial services professionals providing investment advice be held to a standard of conduct as stringent as the one that binds investment advisers – the well-established fiduciary duty under the Investment Advisers Act of 1940. The IAA is pleased that the SEC will be proposing a new standard of conduct rule for broker-dealers that we hope will be as robust as the Advisers Act standard – such a rule is crucial for investor protection.
April 12, 2018