Category: Press Release
New SEC Marketing Rule Now Top Compliance Concern, Survey Shows
Contacts: For the IAA: Herb Perone herb.perone@investmentadviser.org For ACA Group: Krissy Kennedy kkennedy@acacompliancegroup.com Most firms report effective business continuity plans related to COVID-19 Washington DC (September 1, 2021) –...
September 03, 2021
Investment Adviser Industry Defies Pandemic and Grows for 9th Consecutive Year
Contacts: For the IAA: Herb Perone herb.perone@investmentadviser.org For NRS: Tim Powers tim.powers@accuity.com Reimagined Evolution Revolution Report Affirms Industry’s Resilience Washington, DC / Lakeville, CT (June 28, 2021)– Defying the...
June 28, 2021
Contact: IAA Vice President, Communications & Marketing Herb Perone. Washington, DC (May 19, 2021) – Sustainable investing, proxy voting, modernization of the Custody and Pay-to-Play Rules, e-delivery, investor testing...
May 19, 2021
Scorecard on Diversity in the RIA Marketplace, with a Call to Action for Accelerating Change
Contacts: For the IAA: Herb Perone herb.perone@investmentadviser.org For Cerulli Associates: Karleen Fallon press@cerulli.com Washington, DC (May 5, 2021) – The investment advisory industry has made small, yet significant steps...
May 05, 2021
IAA Voices Strong Support for Legislation to Collect Data on Diversity, Equity and Inclusion
Contact: IAA Vice President, Communications & Marketing Herb Perone. Washington, DC (April 19, 2021) – Recognizing that the investment adviser profession “has a long way to go in matters...
April 19, 2021
Investment Adviser Industry Saw Records in 2019, According to New Evolution Revolution Report
Contacts: For the IAA: Herb Perone 202.507.7215 herb.perone@investmentadviser.org For NRS: George Nikanorov 646.477.4385 gnikanorov@nrs-inc.com For Cognito: Hugh Cunningham 914.400.5593 Hugh.Cunningham@cognitomedia.com Washington, DC / Lakeville, CT (November 10, 2020) –The...
November 11, 2020
Contacts: For the IAA: Herb Perone herb.perone@investmentadviser.org For ACA Compliance Group: Enrique Alvarez ealvarez@acacompliancegroup.com For Brightsphere Investment Group: Amy Yuter ayuter@bsig.com Washington, DC (July 17, 2020) – Business Continuity...
July 17, 2020
Contact: Chip Bergstrom Buttonwood Communications Group 617-784-6145 Washington, D.C. – June 18, 2020 – Sustainable investing inherently involves active decision-making, concludes a new white paper, Sustainable Investing is an...
June 18, 2020
Financial Services Organizations Urge Congress to Help Americans Access Advice During Crisis
Contacts: For the IAA: Neil Simon Vice President, Government Relations 202.293.4222 neil.simon@investmentadviser.org For the IAA: Herb Perone Vice President, Communications & Marketing 202.507.7215 herb.perone@investmentadviser.org For CFP Board of Standards: Maureen...
April 06, 2020
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