Political contributions to, or fundraising for, the presidential campaign of Kamala Harris by an adviser or its “covered associates” are now potentially subject to the SEC pay to play rule because of the selection of Minnesota Governor Tim Walz as her running mate.
IAA Presents List of Critical Adviser Issues, Regulatory Challenges To New SEC Chair as He Formulates His Regulatory Agenda May 19, 2021 SEC Chair Gary Gensler Sustainable investing, proxy...
AMAC Discusses Private Funds, ESG, and Diversity and Inclusion December 9, 2020 The SEC’s Asset Management Advisory Committee’s (AMAC’s) December meeting focused on private funds, ESG, and diversity and...
Supreme Court Leaves SEC’s Pay-to-Play Rule Intact January 21, 2020 The Supreme Court has declined to review a 2019 D.C. Circuit ruling affirming the SEC’s power to regulate pay-to-play...
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